Dodd–Frank Wall Street Reform and Consumer Protection Act - PDFSEARCH.IO - Document Search Engine

Dodd–Frank Wall Street Reform and Consumer Protection Act
Results: 12791

#	Item
621	Final Temporary Rule: Extension of Temporary Exemptions for Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-01 17:46:36 Credit default swap United States housing bubble Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act LCH.Clearnet Swap U.S. Securities and Exchange Commission Repurchase agreement Security Financial economics Finance Financial system
622	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTJanuary 11, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 3, and Order Granting Accelerated App Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 07:01:19 Auditing Financial regulation NYSE Euronext SEC filings Financial economics Audit committee Regulation S-K Dodd–Frank Wall Street Reform and Consumer Protection Act New York Stock Exchange United States securities law Corporate governance Business
623	DIVISION 3---DEPARTMENT OF FINANCE Chapter 1. Standardized Regulatory Impact Assessment For Major Regulations. Proposed Regulations to Implement S.B. 617 Re Major Regulations— Add to Reading List Source URL: www.dof.ca.gov Language: English - Date: 2013-07-09 17:16:09 Regulatory Impact Analysis Law Government United States administrative law Public administration United States corporate law Dodd–Frank Wall Street Reform and Consumer Protection Act Independent Regulatory Review Commission Impact assessment Administrative law United States Environmental Protection Agency
624	Microsoft Word - Ops2015-BentsenRemarks.doc.docx Add to Reading List Source URL: www.sifma.org Language: English - Date: 2015-04-23 14:00:20 Financial markets Bonds Securities Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Regulatory compliance Financial economics Investment Finance
625	Final Rule: Issuer Review of Assets in Offerings of Asset-Backed Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-25 15:58:50 Economics 73rd United States Congress United States Securities and Exchange Commission Stock market Securities Securities Act Asset-backed security Dodd–Frank Wall Street Reform and Consumer Protection Act Credit rating agency Financial economics Finance United States securities law
626	TESTIMONY Bridging the gap between academic ideas and real-world problems REGULATORY BURDENS: THE IMPACT OF DODD-FRANK ON COMMUNITY BANKING BY HESTER PEIRCE Add to Reading List Source URL: mercatus.org Language: English - Date: 2013-07-19 16:36:58 Bank regulation in the United States Financial institutions United States federal banking legislation 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Office of Thrift Supervision Federal Reserve System Office of the Comptroller of the Currency Economics Economic history Financial regulation
627	Microsoft Word_2_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-01 13:53:54 73rd United States Congress United States Securities and Exchange Commission Finance Systemic risk Self-regulatory organizations Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Securities regulation in the United States Derivative Financial regulation Financial economics United States securities law
628	Risk Management Supervision of Designated Clearing Entities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 14:00:48 Late-2000s financial crisis Financial regulation Financial markets Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract U.S. Securities and Exchange Commission Financial Stability Oversight Council Derivative Financial economics Systemic risk Economics
629	Proposed Rule; Proposed Interpretation: Registration and Regulation of Security-Based Swap Execution Facilities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-02 18:35:32 United States securities law Systemic risk Stock market Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative U.S. Securities and Exchange Commission Securities Exchange Act Swap Financial economics Finance Financial system
630	Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 17:13:17 Financial system 73rd United States Congress United States Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Derivative Securities Act Financial regulation Financial economics United States securities law

UPDATE